AML Policy

INTRODUCTION

TRADEWITHSTEPHEN/STEPHENFX is committed to preventing money laundering and terrorist financing. This AML Policy outlines our procedures to ensure compliance.

DEFINITIONS

– Money Laundering: Concealing or disguising illicit funds.
–Terrorist Financing: Financing terrorist activities.
–Customer: Anyone using our services.

AML OBJECTIVES

1. Identify and verify customers.
2. Monitor transactions.
3. Report suspicious activity.

CUSTOMER DUE DILIGENCE (CDD)

1. Customer identification.
2. Verification of identity.
3. Ongoing monitoring.

TRANSACTION MONITORING

1. Automated monitoring.
2. Manual review.
3. Reporting suspicious activity.

REPORTING OBLIGATIONS

1. Report suspicious activity to regulatory authorities.
2. Cooperate with investigations.

RECORD-KEEPING

1. Maintain customer records.
2. Store transaction records.

AML COMPLIANCE OFFICER

STEPHEN is responsible for AML compliance.

TRAINING

Employees receive regular AML training.

POLICY REVIEW

This policy is reviewed and updated annually.

COMPLIANCE

We comply with nigeria AML regulations.

REPORTING SUSPICIOUS ACTIVITY

Contact support@tradewithstephen.com or regulatory authorities.

CONSEQUENCES OF NON-COMPLIANCE

Failure to comply may result in fines, penalties, or termination.

ACKNOWLEDGMENT

By using our services, you acknowledge understanding of this AML Policy.

This AML Policy is a living document and may be updated.

Consult with a legal professional to ensure compliance with applicable laws and regulations.